Pursuant to Section 156.004(b) and 156.102 of the Residental Mortgage Loan Company Licensing and Registration Act, Chapter 156, Texas Finance Code, you are hereby notified of the following: CONSUMERS WISHING TO FILE A COMPLAINT AGAINST A MORTGAGE COMPANY OR A LICENSED RESIDENTIAL MORTGAGE LOAN ORIGINATOR SHOULD COMPLETE AND SEND A COMPLAINT FORM TO THE TEXAS DEPARTMENT OF SAVINGS AND MORTGAGE LENDING 2601 NORTH LAMAR, SUITE 201, AUSTIN, TEXAS 78705. COMPLAINT FORMS AND INSTRUCTIONS MAY BE OBTAINED FROM THE DEPARTMENT'S WEBSITE AT WWW.SML.TEXAS.GOV. A TOLL-FREE CONSUMER HOTLINE IS AVAILABLE AT 1-877-276-5550. THE DEPARTMENT MAINTAINS A RECOVERY FUND TO MAKE PAYMENTS OF CERTAIN ACTUAL OUT OF POCKET DAMAGES SUSTAINED BY BORROWERS CAUSED BY ACTS OF LICENSED MORTGAGE COMPANY RESIDENTIAL MORTGAGE LOAN ORIGINATORS. A WRITTEN APPLICATION FOR REIMBURSEMENT FROM THE RECOVERY FUND MUST BE FILED WITH AND INVESTIGATED BY THE DEPARTMENT PRIOR TO THE PAYMENT OF A CLAIM. FOR MORE INFORMATION ABOUT THE RECOVERY FUND, PLEASE CONSULT THE DEPARTMENT'S WEB SITE AT WWW.SML.TEXAS.GOV. Applicant(s) Residential Mortgage Loan Originator

How does GWG Mortgage Co., Inc. collect We collect your personal information, for example, when you

With Your Personal Information?

Why? Financial companies choose how they share your personal information. Federal law gives consumers

the right to limit some but not all sharing. Federal law also required us to tell you how we collect,

share, and protect your personal information. Please read this notice carefully to understand what we do.

What? The types of personal information we collect and share depend on the product or service you

have with us. This information can include: . Social Security Number

When you are no longer our customer, we continue to share your information as described in this notice.

How? All financial companies need to share customers' personal information to run their everyday business. In the

section below, we list the reasons financial companies can share their customers' personal information; the reasons

GWG Mortgage Co., Inc. chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information Does GWG Mortgage Co., Inc. share? Can you limit this sharing?

For our everyday business purposes --

such as to process your transactions, maintain

your account(s), responds to court orders and legal No We Don't Share

investigations, or report to credit bureaus

For our marketing purposes --

to offer our products and services to you No We Don't Share

For joint marketing with other financial companies No We Don't Share

For our affiliates' everyday business purposes --

information about your transactions and experiences No We Don't Share

For our affiliates' everyday business purposes --

information about your creditworthiness No We Don't Share

For our affiliates to market to you No We Don't Share

For non-affiliates to market to you No We Don't Share

Questions?

Calyx Form - Privacy1_NoOptOut.frm (03/12)

GWG Mortgage Co., Inc., NMLS# 2663161 Originator: George W. Goeser, II, NMLS# 288811

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Who we are

Who is providing this notice?

What we do

How does GWG Mortgage Co., Inc. To protect your personal information from unauthorized access and use,

protect my personal information? we use security measures that comply with federal law. These measures

include computer safeguards and secured files and buildings.

How does GWG Mortgage Co., Inc. collect We collect your personal information, for example, when you

my personal information?

Why can't I limit all sharing? Federal law gives you the right to limit only . sharing for affiliates' everyday business purposes - information about your

. creditworthiness . affiliates from using your information to market to you sharing for non-affiliates to market to you

State Laws and individual companies may give you additional rights to

limit sharing.

Definitions

Affiliates Companies related by common ownership or control. They can be financial and

non-financial companies.

Non-affiliates Companies not related by common ownership or control. They can be financial and

non-financial companies.

Joint marketing A formal agreement between non-affiliated financial companies that together market

financial products or services to you.

Calyx Form - Privacy2_NoOptOut.frm (10/12)

Files coming soon.